Job Description Securities Clerk Job Description

Job Brief

The Securities Clerk plays a vital role in the financial services industry, performing essential duties related to the purchase, sale, and management of securities. This position requires a detail-oriented professional with experience in financial transactions and record-keeping. Key responsibilities include writing orders for stock trades, verifying transactions, and maintaining accurate records of daily activities. The ideal candidate will possess strong analytical skills and a thorough understanding of equity calculations, stock price fluctuations, and dividend distribution.

Responsibilities

  • Prepare and execute orders for stock purchases and sales, ensuring accuracy and compliance with regulations.
  • Compute transfer taxes and verify stock transactions for accuracy.
  • Accept and deliver securities while maintaining precise transaction records.
  • Monitor and track stock price fluctuations to provide timely updates and advice.
  • Compute equity and distribute dividends to stakeholders as required.
  • Maintain comprehensive records of daily transactions and holdings to ensure transparency and accountability.
  • Collaborate with financial analysts and brokers to optimize trading strategies.
  • Stay updated on market trends and regulatory changes impacting securities transactions.

Requirements

  • High school diploma or equivalent; degree in finance, business, or a related field preferred.
  • Proven experience in a securities or financial transaction role is highly desirable.
  • Strong analytical skills with a keen attention to detail.
  • Proficiency in financial software and tools, including Microsoft Excel and trading platforms.
  • Knowledge of stock market operations, transfer taxes, and equity calculations.
  • Excellent communication skills and ability to work collaboratively in a fast-paced environment.
  • Strong organizational skills with the ability to prioritize tasks effectively.
  • Ability to maintain confidentiality and adhere to regulatory compliance standards.

Similar Job Titles

  • Securities Operations Clerk
  • Investment Clerk
  • Stock Clerk
  • Equity Processing Associate
  • Trade Support Specialist
  • Financial Transactions Clerk
  • Brokerage Operations Assistant
  • Capital Markets Clerk